Before you invest investigate.
Learn about your broker. Before you invest learn if your broker or the brokerage firm with whom they are associated have been the subject of disciplinary action, or regulatory action for securities fraud, investment fraud, the violation of the federal securities laws. Has your broker or their brokerage firm been the subject of customer initiated, investment related complaints or securities arbitration proceedings. Learn whether NASD Regulation, Inc., or the New York Stock Exchange has ever brought an action against your broker for the violation of its rules. Find out which brokerage firms your broker has been previously associated, and whether these brokerage firms have been expelled or disciplined by securities regulators for investment fraud.

Senior Citizens Beware?
We work hard our entire lives and save. We hand over our savings to someone we believe is a fiduciary, and has better knowledge and expertise, particularly with respect to investments to wisely and conservatively invest our life-savings. Many of these individuals make false promises concerning your anticipated returns or income simply to obtain your investment business. People rely upon these false promises to make life decisions, take early retirement, and make withdraws from the Individual Retirement Accounts (IRAs) or 401k plans.

At the end of the day, they find out that there money is all gone and their life-savings have been depleted based upon the misleading or fraudulent investment advice from their stockbroker or investment professional, and have suffered losses because their stockbroker sold them risky or unsuitable aggressive investments, and failed to disclose risk, or that their broker sold them securities, mutual funds, or inappropriate variable annuities, not to further their interests but to further the stockbrokers’ own interests, or the interest of their firm. Either way, you lose. Your savings have been depleted, your are uninsured, and at your age and station in like, are reasonably unemployable.

These injured investors have options. If you have suffered damages as a result of inappropriate or unsuitable investment advice, you may have the ability to sue your stockbroker to recover these investment losses in NASD Securities Arbitration. Contact Us

Chose your Lawyers Wisely.
While no special designation or certification as a specialist or certification in the field of practice in securities arbitrations or investment fraud litigation has been granted or approved by any state or the American Bar Association, many lawyers hold themselves out as “Investment Fraud Lawyers” or “Securities Arbitration Lawyers” when in fact, in some instances, these individuals have little or no experience in this area of the law, and are engaged in a variety of other endeavors including personal injury, workmen’s compensation, immigration, or medical malpractice. While no representation is made that the quality of legal services to be performed by us is greater than the quality of legal services to be performed by other lawyers, before you hire a securities arbitration lawyer or a lawyer professing to be an investment fraud lawyer, ask that person exactly how many securities fraud or investment fraud cases that they have handled.

Securities arbitration awards and the identity of counsel in these cases can be researched on-line Error! Hyperlink reference not valid. and you can find out exactly how many cases your potential lawyer has actually handled to a Final Hearing before NASD Dispute Resolution.

While certain very qualified lawyers may request that you advance NASD Securities Arbitration Filing Fees or NASD Securities Arbitration Hearing Costs, be very wary or skeptical if a professed securities arbitration lawyer asks you to advance legal fees or expert witness fees or costs simply to determine if you have a case. Check with your state or local bar association to determine if that person has ever been subject to client complaints or discipline for unethical or unprofessional conduct.

We exclusively represent individual investors in claims against brokerage firms in typically NASD Securities Arbitrations, or NYSE Securities Arbitrations, nationwide. We handle all cases on a contingency fee basis meaning that there is no cost or obligation, unless we are able to make a recovery for you, and there is never any charge for a free consultation. Disclaimer